-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MpmPat8SeXuj2iAPoFebawkFgy3ht9oostYk5ckELka7sIa9viYwCo9FOgvnxli+ bsbalRpLWnhPSPFVxn0pvw== 0001072613-01-500218.txt : 20010223 0001072613-01-500218.hdr.sgml : 20010223 ACCESSION NUMBER: 0001072613-01-500218 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010214 GROUP MEMBERS: ARTHUR J. MARKS GROUP MEMBERS: C. RICHARD KRAMLICH GROUP MEMBERS: CHARLES W. NEWHALL, III GROUP MEMBERS: CHEMICALS & MATERIALS ENTERPRISE ASSOCIATES L P GROUP MEMBERS: CORNELIUS C. BOND, JR. GROUP MEMBERS: NANCY L. DORMAN GROUP MEMBERS: NEA CHEM. & MATER. PRTNS., LP GROUP MEMBERS: NEA ONSET PARTNERS GROUP MEMBERS: NEA PARTNERS V, LP GROUP MEMBERS: NEW ENTERPRISE ASSOC. V, LP GROUP MEMBERS: THOMAS C. MCCONNELL SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CONCEPTUS INC CENTRAL INDEX KEY: 0000896778 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 973170244 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-49585 FILM NUMBER: 1539446 BUSINESS ADDRESS: STREET 1: 1021 HOWARD AVE CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: 4158027240 MAIL ADDRESS: STREET 1: 1021 HOWARD AVENUE CITY: SAN CARLOS STATE: CA ZIP: 94070 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CHEMICALS & MATERIALS ENTERPRISE ASSOCIATES L P CENTRAL INDEX KEY: 0000859043 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE CLEVELAND CENTER SUITE 2700 CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 2168614800 MAIL ADDRESS: STREET 1: ONE CLEVELAND CENTER SUITE 2700 CITY: CLEVELAND STATE: OH ZIP: 44114 SC 13G/A 1 sc13ga_10553b.txt SCHEDULE 13G - AMENDMENT #4 - ------------------- ------------------- CUSIP NO. 206016107 13G PAGE 1 OF 9 PAGES - ------------------- ------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 4 )* Conceptus, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.003 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 206016107 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2000 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 9 pages - ------------------- ------------------- CUSIP NO. 206016107 13G PAGE 2 OF 9 PAGES - ------------------- ------------------- ITEM 1(A). NAME OF ISSUER: -------------- Conceptus, Inc. ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: ----------------------------------------------- 1021 Howard Boulevard, San Carlos, CA 94070. ITEM 2(A). NAMES OF PERSONS FILING: ----------------------- Chemicals and Materials Enterprise Associates, Limited Partnership ("CMEA"), New Enterprise Associates V, Limited Partnership ("NEA V") (collectively, the "Funds"); NEA Chemicals and Materials Partners, Limited Partnership ("CMEA Partners"), which is a general partner of CMEA, NEA Partners V, Limited Partnership ("NEA Partners V"), which is the sole general partner of NEA V, and NEA ONSET Partners ("ONSET Partners") (collectively, the "GPLPs"); Cornelius C. Bond, Jr. ("Bond"), Nancy L. Dorman ("Dorman"), C. Richard Kramlich ("Kramlich"), Arthur J. Marks ("Marks"), Thomas C. McConnell ("McConnell") and Charles W. Newhall III ("Newhall") (the "General Partners"). The General Partners are individual general partners of CMEA Partners and ONSET Partners. Dorman, Kramlich, Marks, McConnell and Newhall are individual general partners of NEA Partners V. The persons named in this paragraph are referred to individually herein as a "Reporting Person" and collectively as the "Reporting Persons." ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: ----------------------------------------------------------- The address of the principal business office of CMEA Partners, NEA V, NEA Partners V, ONSET Partners, Dorman, Marks and Newhall is New Enterprise Associates, 1119 St. Paul Street, Baltimore, Maryland 21202. The address of the principal business office of Bond, Kramlich and McConnell is New Enterprise Associates, 2490 Sand Hill Road, Menlo Park, California 94025. The address of the principal business office of CMEA is 235 Montgomery Street, Suite 920, San Francisco, CA 94104. ITEM 4. OWNERSHIP. --------- Not applicable. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. -------------------------------------------- Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. --------------------------------------------------------------- Each Reporting Person has ceased to own beneficially more then five percent (5%) of the outstanding Common Stock of Conceptus, Inc. Page 2 of 9 pages - ------------------- ------------------- CUSIP NO. 206016107 13G PAGE 3 OF 9 PAGES - ------------------- ------------------- SIGNATURE --------- After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. Date: February 12th, 2001 CHEMICALS AND MATERIALS ENTERPRISE ASSOCIATES, LIMITED PARTNERSHIP By: NEA Chemicals and Materials Partners, Limited Partnership By: * ------------------------------------- Charles W. Newhall III General Partner NEA CHEMICALS AND MATERIALS PARTNERS, LIMITED PARTNERSHIP By: * ------------------------------------------ Charles W. Newhall III General Partner NEW ENTERPRISE ASSOCIATES V, LIMITED PARTNERSHIP By: NEA Partners V, Limited Partnership By: * ------------------------------------------ Charles W. Newhall III General Partner NEA PARTNERS V, LIMITED PARTNERSHIP By: * ------------------------------------------ Charles W. Newhall III General Partner NEA ONSET PARTNERS, LIMITED PARTNERSHIP By: * ------------------------------------------ Charles W. Newhall III General Partner * - ------------------------------------- Thomas R. Baruch Page 3 of 9 pages - ------------------- ------------------- CUSIP NO. 206016107 13G PAGE 4 OF 9 PAGES - ------------------- ------------------- * - ------------------------------------- Cornelius C. Bond, Jr. * - ------------------------------------- C. Richard Kramlich * - ------------------------------------- Arthur J. Marks * - ------------------------------------- Thomas C. McConnell * - ------------------------------------- Donald L. Murfin * - ------------------------------------- Charles W. Newhall III By: /s/ Nancy L. Dorman ---------------------------------- Nancy L. Dorman, in her individual capacity and as Attorney-in-Fact - -------------------------------------------------------------------------------- This Schedule 13G was executed by Nancy L. Dorman pursuant to Powers of Attorney filed with the Securities and Exchange Commission on February 13, 1992 in connection with a Schedule 13G for Advanced Interventional Systems Inc., which Power of Attorney is incorporated herein by reference and is attached hereto as Exhibit 1. Page 4 of 9 pages - ------------------- ------------------- CUSIP NO. 206016107 13G PAGE 5 OF 9 PAGES - ------------------- ------------------- Exhibit 1 --------- AGREEMENT Pursuant to Rule 13d-1(f)(1) under the Securities Exchange Act of 1934, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of shares of Common Stock of Conceptus, Inc. EXECUTED this 12th day of February, 2001. CHEMICALS AND MATERIALS ENTERPRISE ASSOCIATES, LIMITED PARTNERSHIP By: NEA Chemicals and Materials Partners, Limited Partnership By: * ------------------------------------- Charles W. Newhall III General Partner NEA CHEMICALS AND MATERIALS PARTNERS, LIMITED PARTNERSHIP By: * ------------------------------------------ Charles W. Newhall III General Partner NEW ENTERPRISE ASSOCIATES V, LIMITED PARTNERSHIP By: NEA Partners V, Limited Partnership By: * ------------------------------------------ Charles W. Newhall III General Partner NEA PARTNERS V, LIMITED PARTNERSHIP By: * ------------------------------------------ Charles W. Newhall III General Partner NEA ONSET PARTNERS, LIMITED PARTNERSHIP By: * ------------------------------------------ Charles W. Newhall III General Partner * - ------------------------------------- Thomas R. Baruch Page 5 of 9 pages - ------------------- ------------------- CUSIP NO. 206016107 13G PAGE 6 OF 9 PAGES - ------------------- ------------------- * - ------------------------------------- Cornelius C. Bond, Jr. * - ------------------------------------- C. Richard Kramlich * - ------------------------------------- Arthur J. Marks * - ------------------------------------- Thomas C. McConnell * - ------------------------------------- Donald L. Murfin * - ------------------------------------- Charles W. Newhall III By: /s/ Nancy L. Dorman ----------------------------------- Nancy L. Dorman, in her individual capacity and as Attorney-in-Fact - -------------------------------------------------------------------------------- This Schedule 13G was executed by Nancy L. Dorman pursuant to a Power of Attorney filed with the Securities and Exchange Commission on February 13, 1992 in connection with a Schedule 13G for Advanced Interventional Systems Inc., which Power of Attorney is incorporated herein by reference and is attached hereto as Exhibit 2. Page 6 of 9 pages - ------------------- ------------------- CUSIP NO. 206016107 13G PAGE 7 OF 9 PAGES - ------------------- ------------------- Exhibit 2 --------- POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints Nancy L. Dorman and Charles W. Newhall III, and each of them, with full power to act without the other, his true and lawful attorney-in-fact, with full power of substitution, to sign any and all instruments, certificates and documents that may be necessary, desirable or appropriate to be executed on behalf of himself as an individual or in his capacity as a general partner of any partnership, pursuant to section 13 or 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and any and all regulations promulgated thereunder, and to file the same, with all exhibits thereto, and any other documents in connection therewith, with the Securities and Exchange Commission, and with any other entity when and if such is mandated by the Exchange Act or by the By-laws of the National Association of Securities Dealers, Inc., granting unto said attorney-in-fact full power and authority to do and perform each and every act and thing necessary, desirable or appropriate, fully to all intents and purposes as he might or could do in person, thereby ratifying and confirming all that said attorney-in-fact, or his substitutes, may lawfully do or cause to be done by virtue hereof. IN WITNESS WHEREOF, this Power of Attorney has been signed as of the 23rd day of April, 1991. /s/ Raymond L. Bank --------------------------------- Raymond L. Bank /s/ Thomas R. Baruch --------------------------------- Thomas R. Baruch /s/ Cornelius C. Bond, Jr. --------------------------------- Cornelius C. Bond, Jr. /s/ Frank A. Bonsal, Jr. --------------------------------- Frank A. Bonsal, Jr. /s/ James A. Cole --------------------------------- James A. Cole Page 7 of 9 pages - ------------------- ------------------- CUSIP NO. 206016107 13G PAGE 8 OF 9 PAGES - ------------------- ------------------- /s/ Nancy L. Dorman --------------------------------- Nancy L. Dorman /s/ Neal M. Douglas --------------------------------- Neal M. Douglas /s/ John W. Glynn, Jr. --------------------------------- John W. Glynn, Jr. /s/ Curran W. Harvey --------------------------------- Curran W. Harvey /s/ Ronald Kase --------------------------------- Ronald Kase /s/ C. Richard Kramlich --------------------------------- C. Richard Kramlich /s/ Robert F. Kuhling --------------------------------- Robert F. Kuhling /s/ Arthur J. Marks --------------------------------- Arthur J. Marks /s/ Thomas C. McConnell --------------------------------- Thomas C. McConnell /s/ Donald L. Murfin --------------------------------- Donald L. Murfin /s/ H. Leland Murphy --------------------------------- H. Leland Murphy Page 8 of 9 pages - ------------------- ------------------- CUSIP NO. 206016107 13G PAGE 9 OF 9 PAGES - ------------------- ------------------- /s/ John M. Nehra --------------------------------- John M. Nehra /s/ Charles W. Newhall III --------------------------------- Charles W. Newhall III /s/ Terry L. Opdendyk --------------------------------- Terry L. Opdendyk /s/ Barbara J. Perrier --------------------------------- Barbara J. Perrier /s/ C. Vincent Prothro --------------------------------- C. Vincent Prothro /s/ C. Woodrow Rea, Jr. --------------------------------- C. Woodrow Rea, Jr. /s/ Howard D. Wolfe, Jr. --------------------------------- Howard D. Wolfe, Jr. /s/ Nora M. Zietz --------------------------------- Nora M. Zietz Page 9 of 9 pages -----END PRIVACY-ENHANCED MESSAGE-----